• sapient private wealth
  • Privacy Policy

    PRIVACY POLICY
    Sapient Private Wealth Management, LLC

    PRIVACY NOTICE REGARDING CLIENT PRIVACY AS REQUIRED BY REGULATION S-P AND REGULATION S-AM.

    Sapient Private Wealth Management, LLC has adopted this policy with recognition that protecting the privacy and security of the personal information we obtain about our clients is an important responsibility. We also know that clients expect us to service them in an accurate and efficient manner. To do so, we must collect and maintain certain personal information.

     WHAT INFORMATION WE COLLECT

    We collect certain nonpublic personal identifying client information (such as name, address, social security number, etc.) from information provided on applications or other forms as well as communications (electronic, telephone, written or in person) with clients or their authorized representatives (such as attorneys, accountants, etc.). We also collect information about brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.). We may collect information about visitors to our website such as information about the Internet Service Provider used and the type of browser. This information may be obtained from cookies. (Cookies are small files that a site or service provider can transfer to a computer hard drive through a Web browser, if allowed.  They enable a website or a service provider to recognize a browser and capture and remember certain information).  We do not personally identify visitors based upon this information. This information helps us to tailor our website to our clients and to serve our clients better. Cookies may be turned off in the browser although some website functionality may not work without them.

    WHAT INFORMATION WE DISCLOSE

    We are permitted by law to disclose nonpublic personal information to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose. The firm will not share client information with affiliates. If a client decides at some point to terminate our services we will continue to adhere to our privacy policy, which may be amended from time to time.

    We do not disclose nonpublic personal information we collect about our clients to anyone except: (i) in furtherance of our business relationship with them and then only to those persons necessary to effect transactions and provide services they authorize (such as broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law.

     SECURITY OF NONPUBLIC PERSONAL INFORMATION

    We restrict access to nonpublic personal information to those employees in need of such information to serve the client. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect nonpublic personal information.

     CHANGES TO OUR PRIVACY POLICY

    Our policy for obtaining and disclosing information may change from time to time. We will provide notice of any material change to this policy prior to implementation of any change.